Wolters Kluwer Financial Services announced two new appointments to its Securities Compliance Solutions leadership team. Anna Monteiro was promoted to regulatory products and editorial operations and Randy Schwingenwas named corporate actions products and editorial operations.
In her new role, Monteiro is responsible for the oversight and development of Wolters Kluwer Financial Services’ securities compliance software tools and regulatory information for broker-dealers, investment advisers and fund managers. She also oversees the company’s regulatory editorial groups in the United States and U.K., which monitor securities laws, regulations and industry news to provide analysis and commentary to compliance professionals.
Schwingen now oversees Wolters Kluwer Financial Services’ capital changes products, which provide daily coverage of corporate action events along with 100 years of historical archive data to financial services, accounting and law firms. His group includes the Capital Changes’ team of tax and legal editors, who summarize the terms and tax consequences of U.S. and international corporate actions.
“Anna and Randy understand what firms need to stay current in an industry that is constantly facing regulatory change,” says Mark Coronna, EVP of securities and insurance at Wolters Kluwer Financial Services. “They have both played integral roles in the growth and success of our Securities Compliance Solutions business, and their experience will be extremely valuable as we continue to enhance our compliance offerings and meet the changing needs of the global financial services market.”
Register or login for access to this item and much more
All Digital Insurance content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access